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Announcements & Press Releases, Regulatory Notice | 14 Jul 2021

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: HUTCHMED (China) Limited
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name Jean Eric Salata
City and country of registered office (if applicable) N/A
4. Full name of shareholder(s) (if different from 3.) v
Name N/A
City and country of registered office (if applicable) N/A
5. Date on which the threshold was crossed or reached vi: 30 June 2021
6. Date on which issuer notified (DD/MM/YYYY): 13 July 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached 3.06% 25,993,445
Position of previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rights % of voting rights
Direct (DTR5.1) Indirect (DTR5.2.1) Direct (DTR5.1) Indirect (DTR5.2.1)
Ordinary Shares KYG4672N1198 25,993,445 3.06%
SUBTOTAL 8. A 25,993,445 3.06%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Physical or cash Settlement xii Number of voting rights % of voting rights
  SUBTOTAL 8.B.2

 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Chain 1: Jean Eric Salata 3.06% 3.06%
Baring Private Equity Asia GP VII Limited 3.06% 3.06%
Baring Private Equity Asia GP VII, L.P. 3.06% 3.06%
The Baring Asia Private Equity Fund VII, L.P. 3.06% 3.06%
Baring Private Equity Asia Fund VII Limited 3.06% 3.06%
Rhapso Holding Limited Less than 3% Less than 3%
Rhapso Limited Less than 3% Less than 3%
Chain 2: Jean Eric Salata 3.06% 3.06%
Baring Private Equity Asia GP VII Limited 3.06% 3.06%
Baring Private Equity Asia GP VII, L.P. 3.06% 3.06%
The Baring Asia Private Equity Fund VII, L.P. 3.06% 3.06%
Baring Private Equity Asia Fund VII Limited 3.06% 3.06%
Pachytene Holding Limited Less than 3% Less than 3%
Pachytene Limited Less than 3% Less than 3%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi

 

Place of completion Hong Kong
Date of completion 14 July 2021